Diana Britton is the Managing Editor of WealthManagement.com, covering asset management and independent broker/dealers from all angles. A native of Los Angeles, she now lives in Queens, N.Y.
Two former executives of REIT sponsor American Realty Capital Partners (now known as VEREIT) were charged Thursday by the Securities and Exchange Commission, the U.S. Attorney for the Southern District of New York and...
When Blackstone Group, the private equity shop, launched its initial public offering in June 2007, Kashif Ahmed, now president of American Private Wealth in Woburn, Mass., wasn’t inclined to buy into the shares...
RCS Capital filed a pre-packaged Chapter 11 bankruptcy for the holding companies of some of its broker/dealers on Saturday. The move is meant to restructure the holding companies' terms with RCAP...
Just a day after Moody’s downgraded its debt, RCS Capital said it will shut down its wholesale broker/dealer business to focus on the retail brokerage business Cetera Financial Group...
Private equity asset manager Apollo Global Management said Monday it has tweaked its previously announced deal to buy the wholesale broker/dealer business of RCS Capital, which includes a wholesale distribution arm...
People in New York and San Francisco may already have wealth, and likely a financial advisor. But as a financial advisor just starting out, consider other cities that have, according to this survey at least, an...